James M. Odonnell
Professional summary
James Michael Odonnell, who also goes by James O'donnell, Jim O'donnell, James M Odonnell, James Michael Odonnell, James Odonnell, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 14 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 19, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Michael Odonnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2023 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005September 14, 2021 - June 5, 2023
THINKEQUITY LLC
January 13, 2020 - September 20, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
May 14, 2018 - January 2, 2020
THINKEQUITY LLC
October 17, 2016 - May 6, 2018
BROAD STREET CAPITAL MARKETS, LLC
September 29, 2014 - October 3, 2016
SEAPORT GLOBAL SECURITIES LLC
April 1, 2013 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
June 11, 2007 - March 25, 2013
COWEN SECURITIES LLC
February 28, 2005 - October 3, 2005
E*TRADE CLEARING LLC
February 28, 2005 - June 11, 2007
G1 EXECUTION SERVICES, LLC
September 19, 2001 - November 10, 2004
UBS CAPITAL MARKETS L.P.
February 2, 1998 - October 2, 2001
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
February 18, 1997 - October 14, 1997
NASH, WEISS & CO.
March 4, 1996 - September 20, 1996
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(4/15/2024)
(6/7/2023)
(6/7/2023)
(4/15/2024)
(1/27/2025)
(4/15/2024)
Exams
Series 79TO
Date: 5/16/2025
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 19
Date: 5/27/2022
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 12/8/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
