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HK

Hillyer B. Kemp

INTE SECURITIES LLC
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 267441
HK

Professional summary

Hillyer Brantley Kemp, who also goes by Bubba Kemp, is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida.

Hillyer is registered as a RR (Registered Representative) and started their career in finance in 1972. Hillyer has worked at 12 firms and has passed the Series 63, SIE, Series 82, Series 1 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bubba Kemp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hillyer Brantley Kemp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2016 - Present

INTE SECURITIES LLC

Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433Office #2: 42 Broadway, Suite 12-128, New York, NY 10004
BD
CRD#: 47107
Boca Raton, FL
Past

October 1, 2014 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 47351
JOPLIN, MO
Past

September 6, 2013 - September 17, 2014

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

October 2, 2012 - September 4, 2013

STRATEGIC TRANSITION SECURITIES, LLC

BD
CRD#: 146952
MISSION VIEJO, CA
Past

May 17, 1995 - February 2, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 26, 1992 - May 5, 1995

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

June 8, 1989 - June 9, 1992

ALPHAMAX DISTRIBUTORS, L.L.C.

BD
CRD#: 8258
LA JOLLA, CA
Past

November 22, 1985 - May 14, 1987

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

March 28, 1985 - December 23, 1988

AMERICAN SECURITIES GROUP OF FLORIDA, INC.

BD
CRD#: 8467
Past

December 6, 1976 - November 29, 1985

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

July 2, 1975 - January 24, 1977

SHEARSON HAYDEN STONE INC.

BD
CRD#: 6774
Past

February 2, 1972 - July 14, 1974

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/8/2016)
RR
California
(6/8/2016)
RR
Illinois
(6/8/2016)
RR
Kentucky
(6/8/2016)
RR
New Jersey
(6/8/2016)
RR
New York
(4/26/2016)
RR
Tennessee
(1/15/2021)
RR
Texas
(6/8/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 10/1/2012
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 1
Date: 1/26/1972
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 10/17/1996
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTE SECURITIES LLC
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
Florida since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPINDEL, ALANMEMBER6141844
SPINDEL, HOWARDMEMBER708042
SPINDEL, JAYMEMBER1839344
STUPAY, MICHAEL ELLIOTMEMBER2287906
STUPAY, SHELLEYMEMBER5570644
OBSBAUM, FREDRIC MICHAELCCO1160811

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTE SECURITIES LLC

CRD#: 47107Boca Raton, FL 33433

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