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MC

Michelle A. Corey

H. L. ORMOND & COMPANY
Greenville, NC 27858
Some features on this profile are disabled
CRD#: 2674014
MC

Professional summary

Michelle Ann Corey, who also goes by Michelle Shafer Corey, Michelle Ann Shafer, is a registered financial advisor currently at H. L. ORMOND & COMPANY, LLC located in Greenville, North Carolina.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michelle has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle Shafer Corey | Michelle Ann Shafer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business : H.L. Ormond & Co., LLC Address: Greenville, NC Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Administration Investment Related: No Start Date: 01/28/2011 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Assistant to Herb Ormond

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Ann Corey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2021 - Present

H. L. ORMOND & COMPANY, LLC

Office #1: 1001 Conference Drive Suite A, Greenville, NC 27858
RIA
CRD#: 313593
Greenville, NC
Past

February 4, 2011 - June 9, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
GREENVILLE, NC
Past

January 28, 2011 - June 9, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
GREENVILLE, NC
Past

April 17, 2009 - February 4, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
GREENVILLE, NC
Past

April 17, 2009 - February 4, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
GREENVILLE, NC
Past

January 1, 2008 - April 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GREENVILLE, NC
Past

January 1, 2008 - April 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GREENVILLE, NC
Past

September 8, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
GREENVILLE, NC
Past

August 21, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
GREENVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HL
H. L. ORMOND & COMPANY, LLC
H. L. ORMOND & COMPANY, LLC

CRD#: 313593 / SEC#: 801-120841

RIA
Registered Investment Advisory firm - (4/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(6/29/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/7/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/24/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2001
General Securities Representative Examination

Current Firm

HL
H. L. ORMOND & COMPANY, LLC
H. L. ORMOND & COMPANY, LLC

CRD#: 313593 / SEC#: 801-120841

RIA
Registered Investment Advisory firm - (4/16/2021 Approved)
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Contact information

Main Address
1001 Conference Drive Suite A, Greenville, NC 27858
Mailing Address
Phone number
(252) 756-4010
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HL ORMOND ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts1,167
AUM (Assets Under Management)$ 359,744,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

H. L. ORMOND & COMPANY, LLC

CRD#: 313593Greenville, NC 27858

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