William T. Kemble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Tyson Kemble JR, who also goes by Bill Kemble, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 11 firms and has passed the Series 65, Series 63, Series 2, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2007 - November 16, 2016
CARL DOMINO INC.
November 30, 2005 - September 18, 2007
CYPRESS CAPITAL GROUP
April 28, 1992 - August 7, 1995
ALEX. BROWN & SONS INCORPORATED
November 26, 1979 - May 22, 1992
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
July 19, 1976 - January 4, 1977
LOEB, RHOADES & CO. INC.
January 24, 1975 - August 30, 1976
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
April 26, 1974 - September 5, 1974
MOSELEY, HALLGARTEN & ESTABROOK INC.
August 10, 1973 - April 26, 1974
F. S. MOSELEY, ESTABROOK INC.
October 14, 1970 - August 10, 1973
F. S. MOSELEY & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/10/1995
Non-Member General Securities ExaminationPC
Date: 6/1/1977
AMEX Put and Call ExamSeries 1
Date: 7/14/1969
Registered Representative ExaminationCurrent Firm
CARL DOMINO INC.
CRD#: 131528 / SEC#: 801-63409
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 76,627,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
