Clifford P. Murray
Professional summary
Clifford Paul Murray M.D. was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clifford Paul Murray M.D., who also goes by Clifford Paul Murray, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1997. Clifford had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - October 22, 2015
NEWPORT COAST SECURITIES, INC.
February 13, 2012 - May 13, 2013
EMPIRE ASSET MANAGEMENT COMPANY
August 28, 2008 - February 17, 2012
KERN, SUSLOW SECURITIES, INC.
September 5, 2007 - November 8, 2007
LADENBURG THALMANN & CO. INC.
June 27, 2007 - September 4, 2007
NEWOAK CAPITAL MARKETS LLC
March 26, 2003 - June 15, 2005
CAPITAL GROWTH FINANCIAL, LLC
January 25, 2002 - March 21, 2003
KSH INVESTMENT GROUP, INC.
November 3, 1997 - July 24, 2001
EGS SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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