John M. Bruderman

EAGLE STRATEGIES LLC

BROOKLYN, NY 11249

Some features on this profile are disabled

CRD#: 2673867

Professional summary

John Michael Bruderman III is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Brooklyn, New York and NYLIFE SECURITIES LLC located in Brooklyn, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: JOHN BRUDERMAN III INVESTMENT RELATED: NO ADDRESS: 390 BERRY ST. 4TH FLOOR, BROOKLYN, NY 11211 NATURE: INSURANCE BROKERAGE POSITION/TITLE/RELATIONSHIP: INSURANCE BROKERAGE (APPOINTED WITH OUTSIDE CARRIERS FOR LIFE, HEALTH, DISABILITY PRODUCTS) START DATE: 2001 HOURS DEVOTED: 0 (NOT DOING ANY BUSINESS) HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INSURANCE BROKERAGE (APPOINTED WITH OUTSIDE CARRIERS FOR LIFE, HEALTH, DISABILITY PRODUCTS) INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Bruderman III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

EAGLE STRATEGIES LLC

Office #1: 390 Berry St 4th Floor, Brooklyn, NY 11249

RIA

CRD#: 110826

BROOKLYN, NY

Current

July 29, 2010 - Present

NYLIFE SECURITIES LLC

Office #1: 1601 Kings Highway 2nd Floor, Brooklyn, NY 11229

CRD#: 5167

Brooklyn, NY

Past

January 23, 2008 - July 26, 2010

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BROOKLYN, NY

Past

April 6, 2001 - July 26, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

BROOKLYN, NY

Past

April 1, 1999 - December 31, 2000

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

July 2, 1998 - December 31, 1998

SMH CAPITAL INVESTMENTS LLC

CRD#: 24535

FT. WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/4/2024)

New York
(7/29/2010)

IAR

New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/12/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Bruderman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Bruderman III's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

BROOKSTREET SECURITIES CORPORATION

SMH CAPITAL INVESTMENTS LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/1999

Series 63

Date: 7/21/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/29/1998

Series 24

Date: 4/12/2000

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

Similar Advisors