Anthony W. Lapadula
Professional summary
Anthony William Lapadula is a registered financial professional currently at AEGIS CAPITAL CORP. located in New York, New York and ACCEPTUS CAPITAL CORP. located in Port Washington, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1996. Anthony has worked at 10 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony William Lapadula's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2010 - Present
AEGIS CAPITAL CORP.
Office #1: 1345 Avenue Of The Americas 27th Floor, New York, NY 10105November 30, 2016 - Present
ACCEPTUS CAPITAL CORP.
Office #1: 22 Country Club Drive, Port Washington, NY 11050June 26, 2000 - March 2, 2010
GUNNALLEN FINANCIAL, INC
April 26, 2000 - July 11, 2000
DELTA ASSET MANAGEMENT COMPANY, LLC
October 6, 1999 - April 24, 2000
WIN CAPITAL CORP.
July 23, 1997 - October 23, 1998
RUSSO SECURITIES INC.
May 30, 1997 - July 21, 1997
TAJ GLOBAL EQUITIES, INC.
September 11, 1996 - May 16, 1997
WILLIAM SCOTT & CO. L.L.C.
September 4, 1996 - September 11, 1996
GKN SECURITIES CORP.
February 1, 1996 - September 13, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(3/4/2010)
(2/19/2010)
(2/19/2010)
(3/3/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/26/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/22/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(2/19/2010)
(3/4/2010)
(2/19/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
ACCEPTUS CAPITAL CORP.
CRD#: 282755 / SEC#: , 8-69734
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
