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DP

Daniel P. Purcell

Some features on this profile are disabled
CRD#: 2673328
DP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Patrick Purcell, who also goes by Dan Purcell, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dan Purcell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 25, 2019 - January 7, 2020

BELL POTTER SECURITIES (US) LLC

BD
CRD#: 289328
NEW YORK, NY
Past

May 4, 2015 - April 17, 2019

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
NEW YORK, NY
Past

February 23, 2012 - October 1, 2015

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
NEW YORK, NY
Past

May 3, 2010 - January 12, 2012

WJB CAPITAL GROUP, INC.

BD
CRD#: 37334
NEW YORK, NY
Past

August 18, 2008 - April 26, 2010

SANDERS MORRIS LLC

BD
CRD#: 20580
HOUSTON, TX
Past

July 5, 2005 - August 14, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

October 7, 2002 - June 20, 2005

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 31, 2001 - November 29, 2001

KEVIN DANN & PARTNERS, LLC

BD
CRD#: 113591
NEW YORK, NY
Past

January 26, 2001 - August 31, 2001

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

January 15, 1996 - March 23, 1998

CHAPDELAINE CORPORATE SECURITIES & CO

BD
CRD#: 23741
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/29/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/25/2001
General Securities Representative Examination

Current Firm

BP
BELL POTTER SECURITIES (US) LLC
BELL POTTER SECURITIES (US) LLC

CRD#: 289328 / SEC#: , 8-69991

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
444 Madison Ave Floor 39, New York, NY 10022
Mailing Address
444 Madison Ave, New York, NY 10022
Phone number
+1 (917) 819-1410
Established
Delaware since 05/05/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BELL POTTER (US) HOLDINGS INC.SHAREHOLDER
BELL, COLIN MORTONDIRECTOR4373333
COSSETTINI, STEVEMANAGING DIRECTOR5703408
DIFIORE, MONICA LISACCO2966552
GLYNN, MICHAEL GERARDCHIEF FINANCIAL OFFICER3219445
LEE, CINDY-JANECHIEF LEGAL OFFICER AND SECRETARY6832713

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELL POTTER SECURITIES (US) LLC

CRD#: 289328

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