JM
James W. Mader
MADER & SHANNON WEALTH MANAGEMENT
KANSAS CITY, MO 64111
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CRD#: 2673129
JM
Professional summary
James W Mader is a registered financial advisor currently at MADER & SHANNON WEALTH MANAGEMENT located in Kansas City, Missouri.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MADER FINANCIAL GROUP
4505 MADISON AVENUE
KANSAS CITY, MO 64111
JAMES W. MADER, OWNER
SINCE 1995
TYPES OF BUSINESS SERVICES OFFERED:
INSURANCE BUSINESS: PROVIDES ADVANCED INSURANCE SERVICES FOR LIFE, HEALTH AND DISABILITY ON BOTH A COMMISSION AND FEE BASIS WITH 60% OF TIME DEVOTED TO THIS.
CRS (Client Relationship Summary) - RIA
Click below to view James W Mader's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2005 - Present
MADER & SHANNON WEALTH MANAGEMENT
Office #1: 4505 Madison Avenue, Kansas City, MO 64111RIA
CRD#: 123741
KANSAS CITY, MO
Past
January 7, 1999 - December 31, 2005
FIRST AMERICAN FINANCIAL ADVISORS, INC.
RIA
CRD#: 113420
KANSAS CITY, MO
Past
December 5, 1995 - February 6, 2007
GREAT AMERICAN INVESTORS, INC.
BD
CRD#: 28489
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MADER & SHANNON WEALTH MANAGEMENT
MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.
CRD#: 123741 / SEC#: 801-67482
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)Kansas
Registered Investment Advisory firm - (2/15/2007 Terminated)Missouri
Registered Investment Advisory firm - (2/15/2007 Terminated)Nevada
Registered Investment Advisory firm - (2/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/27/2014)
IAR
Missouri(4/21/2005)
IAR
Texas(7/23/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
M&
MADER & SHANNON WEALTH MANAGEMENT
MADER & SHANNON WEALTH MANAGEMENT | MADER FINANCIAL GRP. INC. | MADER FINANCIAL ADVISORS, INC. | MADER & SHANNON WEALTH MANAGEMENT, INC.
CRD#: 123741 / SEC#: 801-67482
RIA
Registered Investment Advisory firm - (1/12/2007 Approved)Kansas
Registered Investment Advisory firm - (2/15/2007 Terminated)Missouri
Registered Investment Advisory firm - (2/15/2007 Terminated)Nevada
Registered Investment Advisory firm - (2/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4717 Grand Ave. Ste 800, Kansas City, MO 64112
Mailing Address
Phone number
(816) 751-0585
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 863 |
| AUM (Assets Under Management) | $ 221,292,619 |
Red Flags
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