Thomas D. Bitcon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas David Bitcon, who also goes by Thomas David Bitcon, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1995. Thomas had worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 14, Series 10, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2013 - March 25, 2019
STRUCTURED ASSET INVESTORS, LLC
January 3, 2013 - July 29, 2022
WELLS FARGO SECURITIES, LLC
June 30, 2009 - January 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
February 4, 2008 - January 8, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 11, 1999 - November 8, 2007
VANGUARD MARKETING CORPORATION
November 21, 1995 - October 6, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 11/3/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRUCTURED ASSET INVESTORS, LLC
CRD#: 131539 / SEC#: 801-63263
Contact information
Red Flags
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