AT
Arthur M. Tambaro
FIRST MANHATTAN SECURITIES LLC
New York, NY 10022
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CRD#: 2672756
AT
Professional summary
Arthur Michael Tambaro JR., who also goes by Art Tambaro Jr, Arthur Michael Tambaro Jr, Arty Tambaro Jr, is a registered financial professional currently at FIRST MANHATTAN SECURITIES LLC located in New York, New York.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1996. Arthur has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Art Tambaro Jr | Arthur Michael Tambaro Jr | Arty Tambaro Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Arthur Michael Tambaro JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2011 - Present
FIRST MANHATTAN SECURITIES LLC
Office #1: 399 Park Avenue, New York, NY 10022BD
CRD#: 1845
New York, NY
Past
January 11, 2008 - September 1, 2011
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
August 23, 2004 - January 14, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAKEWOOD, NJ
Past
July 2, 2002 - August 23, 2004
DOWLING & PARTNERS SECURITIES LLC
BD
CRD#: 24746
FARMINGTON, CT
Past
March 7, 2001 - June 26, 2002
DEUTSCHE IXE, LLC
BD
CRD#: 7172
NEW YORK, NY
Past
August 24, 1998 - February 8, 2001
HERZOG, HEINE, GEDULD, LLC
BD
CRD#: 2186
NEW YORK, NY
Past
January 1, 1996 - July 27, 1998
PERSHING ADVISOR SOLUTIONS LLC
BD
CRD#: 36671
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/22/2024)
RR
Alaska(5/22/2024)
RR
Arizona(5/22/2024)
RR
Arkansas(5/22/2024)
RR
California(5/22/2024)
RR
Colorado(5/22/2024)
RR
Connecticut(5/22/2024)
RR
Delaware(5/22/2024)
RR
District of Columbia(5/22/2024)
RR
Florida(5/22/2024)
RR
Georgia(5/22/2024)
RR
Hawaii(5/22/2024)
RR
Illinois(5/22/2024)
RR
Indiana(5/22/2024)
RR
Kentucky(5/22/2024)
RR
Louisiana(5/22/2024)
RR
Maine(5/22/2024)
RR
Maryland(5/22/2024)
RR
Massachusetts(5/22/2024)
RR
Michigan(5/22/2024)
RR
Minnesota(5/22/2024)
RR
Missouri(5/22/2024)
RR
Nebraska(5/22/2024)
RR
Nevada(5/22/2024)
RR
New Hampshire(5/22/2024)
RR
New Jersey(9/12/2011)
RR
New Mexico(5/22/2024)
RR
New York(9/12/2011)
RR
North Carolina(5/22/2024)
RR
Ohio(5/22/2024)
RR
Oklahoma(5/22/2024)
RR
Oregon(5/22/2024)
RR
Pennsylvania(5/22/2024)
RR
Rhode Island(5/22/2024)
RR
South Carolina(5/22/2024)
RR
Tennessee(5/22/2024)
RR
Texas(5/22/2024)
RR
Vermont(5/22/2024)
RR
Virginia(5/22/2024)
RR
Washington(5/22/2024)
RR
Wyoming(5/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/27/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
FIRST MANHATTAN SECURITIES LLC
FIRST MANHATTAN CO | FIRST MANHATTAN SECURITIES LLC | FIRST MANHATTAN CO. LLC
CRD#: 1845 / SEC#: 801-12411, 8-10438
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
399 Park Avenue, New York, NY 10022
Mailing Address
399 Park Avenue, New York, NY 10022
Phone number
(212) 756-3300
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
114
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FMC GROUP HOLDINGS LP | LIMITED PARTNERSHIP | |
| WYDRA, ZACHARY A | CHIEF EXECUTIVE OFFICER | 2937857 |
| ASPEN, ANDREW JOSEPH | CHIEF LEGAL OFFICER | 5282749 |
| COVINO, JEREMY PAUL | CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF FINRA RULE 3130) | 6794503 |
| PINTO, ALVARO SPINOLA | FINOP/PRINCIPAL OPERATIONS OFFICER | 6367887 |
| SAMMARCO, JOSEPH ANTHONY | CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION | 2982052 |
Regulatory assets under management
| Total Number of Accounts | 5,308 |
| AUM (Assets Under Management) | $ 29,853,233,052 |
Disclosures
| Regulatory Event | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
