SS
Stokes K. Shealy
TRUIST ADVISORY SERVICES
COLUMBIA, SC 29201
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CRD#: 2672430
SS
Professional summary
Stokes Keisler Shealy JR, CFP®, who also goes by Keith Shealy Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Columbia, South Carolina and TRUIST INVESTMENT SERVICES, INC. located in Columbia, South Carolina.
Stokes is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Stokes has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith Shealy Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROTARY CLUB OF FOREST ACRES POSITION: member NATURE: http://www.forestacresrotary.org/past president INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2006 ADDRESS: 6719 North Trenholm Rd, Columbia SC 29206 AMERICAN HEART ASSOCIATION POSITION: advisory capacity for walk NATURE: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2018 ADDRESS: 190 Knox Abbott Dr., Cayce SC 29033 THE LEUKEMIA & LYMPHOMA SOCIETY POSITION: volunteer NATURE: Executive Challenge fund raising for Light the Night INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/25/2018 ADDRESS: 107 Westpark Blvd, Suite 150, Columbia SC 29210 COLUMBIA EXECUTIVES AND OWNER'S ASSOCIATION POSITION: member - Chairman of the Board NATURE: Group promotes business for and through its membership. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2002 ADDRESS: Columbia SC, United States DESCRIPTION: Promote business by getting to know the people in the group. No operational authority however more of a figure head. I will only be involved if there are any internal disputes that the operating board cannot resolve. I will not have check signing authority or operational control.
CRS (Client Relationship Summary) - RIA
Click below to view Stokes Keisler Shealy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1201 Main St Fl 7, Columbia, SC 29201RIA
CRD#: 283390
COLUMBIA, SC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1201 Main St Fl 7, Columbia, SC 29201BD
CRD#: 17499
COLUMBIA, SC
Past
February 9, 2017 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
February 8, 2017 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
May 22, 2009 - February 15, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLUMBIA, SC
Past
May 22, 2009 - February 15, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLUMBIA, SC
Past
October 8, 2004 - May 27, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
AIKEN, SC
Past
October 8, 2004 - May 27, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
AIKEN, SC
Past
August 23, 2001 - October 20, 2004
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
COLUMBIA, SC
Past
June 29, 2001 - October 20, 2004
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
November 18, 1999 - July 9, 2001
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
May 3, 1999 - November 23, 1999
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
November 14, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 17, 1996 - November 14, 1997
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
January 5, 1996 - May 14, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2021)
RR
Arizona(5/28/2025)
RR
Arkansas(5/28/2025)
RR
California(2/17/2021)
RR
Colorado(9/7/2021)
RR
Delaware(10/7/2021)
RR
District of Columbia(10/7/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Idaho(10/7/2021)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Iowa(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(9/7/2021)
RR
Maryland(10/7/2021)
RR
Michigan(2/17/2021)
RR
Mississippi(12/19/2022)
RR
Nebraska(9/7/2021)
RR
New Hampshire(6/17/2024)
RR
New Jersey(11/4/2021)
RR
New Mexico(9/7/2021)
RR
New York(10/11/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(10/28/2022)
RR
Ohio(2/17/2021)
RR
Oregon(9/7/2021)
IAR
Rhode Island(10/4/2021)
RR
Rhode Island(3/2/2022)
RR
South Carolina(2/17/2021)
IAR
South Carolina(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(9/7/2021)
IAR
Texas(12/7/2021)
RR
Virginia(2/17/2021)
RR
Washington(10/11/2021)
RR
West Virginia(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Columbia, SC 29201TRUST BUT VERIFY
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