Jamie E. Tomlin
STIFEL INDEPENDENT ADVISORS
St. Petersburg, FL 33710
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CRD#: 2672373
Professional summary
Jamie Elaine Tomlin, CFP®, who also goes by Jamie Elaine Smith, Jamie E Tomlin, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in St. Petersburg, Florida.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jamie has worked at 4 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Jamie Elaine Smith | Jamie E Tomlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CRESCENT KING DEVELOPMENT INC; 14011 66th St N, St. Petersburg, FL 33710; d/b/a BT Legacy Wealth Management operates under this LLC; President/Director; 3/6/2020; 9 hr/day; During Securities Trading Hours; Investment Related. 2. BT DEVELOPMENT GROUP, INC,; 1401 66th St N, St. Petersburg, FL 33710; Holding Co for Commercial property where practice is held; President/Director; 11/09/2007; 15 hr/qtr; During Securities Trading Hours; Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Elaine Tomlin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jamie Elaine Tomlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
May 9, 2023 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 1401 66th Street North, St. Petersburg, FL 33710RIA
BD
CRD#: 28218
St. Petersburg, FL
Current
May 9, 2023 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 1401 66th Street North, St. Petersburg, FL 33710RIA
BD
CRD#: 28218
St. Petersburg, FL
Past
May 14, 2008 - May 24, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ST. PETERSBURG, FL
Past
May 9, 2008 - May 24, 2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. PETERSBURG, FL
Past
January 1, 2008 - May 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. PETERSBURG, FL
Past
January 1, 2008 - May 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. PETERSBURG, FL
Past
December 7, 1995 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
ST. PETERSBURG, FL
Past
November 30, 1995 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/25/2023)
RR
Arizona(5/9/2023)
RR
Arkansas(6/7/2023)
RR
California(5/9/2023)
RR
Colorado(5/9/2023)
RR
Connecticut(5/9/2023)
RR
Florida(5/9/2023)
IAR
Florida(5/10/2023)
RR
Georgia(5/9/2023)
RR
Hawaii(5/9/2023)
RR
Illinois(5/9/2023)
RR
Indiana(5/9/2023)
RR
Iowa(5/9/2023)
RR
Louisiana(5/9/2023)
RR
Maine(3/18/2025)
RR
Maryland(5/9/2023)
RR
Massachusetts(5/9/2023)
RR
Michigan(5/9/2023)
RR
Minnesota(7/8/2025)
RR
New Hampshire(5/17/2023)
RR
New Jersey(5/9/2023)
RR
New York(5/9/2023)
RR
North Carolina(5/9/2023)
RR
Ohio(5/9/2023)
RR
Oklahoma(5/9/2023)
RR
Oregon(5/9/2023)
RR
Pennsylvania(5/9/2023)
RR
Rhode Island(7/19/2023)
RR
South Carolina(5/9/2023)
RR
Tennessee(5/9/2023)
RR
Texas(5/9/2023)
IAR
Texas(5/9/2023)
RR
Utah(5/9/2023)
RR
Vermont(5/9/2023)
RR
Virginia(5/9/2023)
RR
Washington(5/9/2023)
RR
Wisconsin(5/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 5/9/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL INDEPENDENT ADVISORS, LLC
CRD#: 28218St. Petersburg, FL 33710TRUST BUT VERIFY
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Contact information
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