Christopher J. Frascella
Professional summary
Christopher John Frascella, who also goes by Chris Frascella, is a registered financial professional currently at STONEX FINANCIAL INC. located in Stamford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Frascella's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2019 - Present
STONEX FINANCIAL INC.
Office #1: 850 Canal Street 3rd Floor, Stamford, CT 06902November 22, 2004 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
March 28, 2001 - December 2, 2004
JESUP & LAMONT SECURITIES CORP
November 4, 1998 - April 16, 2001
SOUTHPORT SECURITIES, LLC
January 22, 1997 - July 8, 1998
ACCESS SECURITIES, LLC
October 30, 1995 - July 29, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2019)
(2/27/2019)
(5/1/2019)
(1/4/2022)
(1/4/2022)
(2/27/2019)
(1/5/2022)
(5/1/2019)
(5/1/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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