Thomas Peter Brennan
Professional Summary
Thomas Peter Brennan is a registered financial advisor currently at NATISA SECURITIES LLC located in Westchester, Illinois. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 12 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
NATISA SECURITIES LLC
Contact Information
Main Address
11221 Summerdale St, Westchester, IL 60154Mailing Address
11221 Summerdale St, Westchester, IL 60154Phone Number
(312) 914-9431Established
Illinois since 05/02/2022Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/10/2024)
(10/10/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Peter Brennan's CRS (Customer Relationship Summary).
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