Joseph J. Tarditi
Professional summary
Joseph John Tarditi is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 52, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph John Tarditi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2019 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017Office #2: 312 S. Fourth Street Suite 700, Louisville, KY 40202June 12, 2015 - February 1, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2009 - June 26, 2015
JEFFERIES LLC
August 25, 2004 - May 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 1999 - May 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 1999 - August 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1995 - September 24, 1998
TD WEALTH MANAGEMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2021)
(1/10/2019)
(3/2/2021)
(1/10/2019)
(3/2/2021)
(3/2/2021)
(3/2/2021)
(6/22/2021)
(3/2/2021)
(3/2/2021)
(3/2/2021)
(1/4/2024)
(4/9/2020)
(4/15/2020)
(4/15/2020)
(1/10/2019)
(1/10/2019)
(3/2/2021)
(4/3/2019)
(6/17/2020)
(3/2/2021)
(3/2/2021)
(4/7/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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