Frederick A. Lazaro
Professional summary
Frederick Allan Lazaro is a registered financial professional currently at BTIG, LLC located in Burlingame, California.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1996. Frederick has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Allan Lazaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2014 - Present
BTIG, LLC
Office #1: 1350 Old Bayshore Highway, Burlingame, CA 94010August 19, 2008 - June 18, 2014
BNP PARIBAS PRIME BROKERAGE, INC.
May 18, 2005 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
August 17, 2004 - May 19, 2005
FIDELITY BROKERAGE SERVICES LLC
January 17, 2003 - July 16, 2004
E*TRADE SECURITIES LLC
June 10, 1998 - February 7, 2002
BANC OF AMERICA SECURITIES LLC
September 10, 1996 - May 17, 1998
JACK WHITE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2020)
(12/1/2014)
(5/1/2018)
(12/1/2014)
(3/1/2024)
(4/29/2021)
(12/1/2014)
(12/1/2014)
(9/25/2020)
(12/1/2014)
(5/1/2018)
(5/1/2018)
(12/1/2014)
(12/1/2014)
(5/1/2018)
(9/27/2019)
(12/1/2014)
(7/26/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/1/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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