Frederick A. Lazaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Allan Lazaro was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1996. Frederick had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - January 14, 2026
BTIG, LLC
August 19, 2008 - June 18, 2014
BNP PARIBAS PRIME BROKERAGE, INC.
May 18, 2005 - October 1, 2008
BANC OF AMERICA SECURITIES LLC
August 17, 2004 - May 19, 2005
FIDELITY BROKERAGE SERVICES LLC
January 17, 2003 - July 16, 2004
E*TRADE SECURITIES LLC
June 10, 1998 - February 7, 2002
BANC OF AMERICA SECURITIES LLC
September 10, 1996 - May 17, 1998
JACK WHITE & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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