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DG

Darren M. Graff

GUARDANT WEALTH ADVISORS
Southampton, NY 11968
Some features on this profile are disabled
CRD#: 2671425
DG

Professional summary

Darren Marc Graff is a registered financial advisor currently at GUARDANT WEALTH ADVISORS located in Southampton, New York.

Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Darren has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Marc Graff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2026 - Present

GUARDANT WEALTH ADVISORS

Office #1: 33 Flying Point Road Suite 103, Southampton, NY 11968
RIA
CRD#: 339708
Southampton, NY
Past

January 29, 2026 - January 29, 2026

GUARDANT WEALTH ADVISORS

RIA
CRD#: 339708
MIAMI, FL
Past

November 9, 2022 - February 19, 2026

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Southampton, NY
Past

November 7, 2022 - November 8, 2022

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Southampton, NY
Past

October 25, 2013 - November 23, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

October 25, 2013 - November 23, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 23, 2007 - October 28, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

July 27, 2007 - October 28, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 5, 2001 - August 4, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 25, 1996 - January 11, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 24, 1995 - June 26, 1997

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/30/2026)
IAR
Texas
(1/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/18/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/19/2004
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/8/2008
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/6/2008
General Securities Sales Supervisor - General Module Examination

Current Firm

GW
GUARDANT WEALTH ADVISORS
GUARDANT PARTNERS LLC | GUARDANT WEALTH ADVISORS

CRD#: 339708 / SEC#: 801-135000

RIA
Registered Investment Advisory firm - (1/5/2026 120-Day Approval)
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Contact information

Main Address
848 Brickell Avenue Suite Ph5, Miami, FL 33131
Mailing Address
Phone number
(305) 845-7511
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR GUARDANT PARTNERS LLC DBA GUARDANT WEALTH ADVISORS (1/14/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUARDANT WEALTH ADVISORS

CRD#: 339708Southampton, NY 11968

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