SB
Scott J. Brady
VOYA INVESTMENT MANAGEMENT CO. LLC
Norfolk, MA
Some features on this profile are disabled
CRD#: 2671270
SB
Professional summary
Scott James Brady, who also goes by Scott J Brady, is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Norfolk, Massachusetts and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Norfolk , Massachusetts.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott J Brady
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NICSA; No; Non-profit Trade Organization; Board Of Directors; Chairperson;10/1/2020; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20;
CRS (Client Relationship Summary) - RIA
Click below to view Scott James Brady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2025 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
Norfolk, MA
Current
October 13, 2025 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
Norfolk , MA
Past
May 28, 2019 - April 14, 2025
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
June 9, 2016 - December 31, 2018
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
June 8, 2016 - April 14, 2025
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
June 21, 2005 - May 24, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
May 26, 2004 - May 24, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
December 15, 1998 - April 15, 2004
EATON VANCE DISTRIBUTORS, INC.
BD
CRD#: 37731
BOSTON, MA
Past
July 1, 1996 - December 1, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/13/2025)
RR
Alaska(10/13/2025)
IAR
Alaska(10/30/2025)
RR
Arizona(10/13/2025)
IAR
Arizona(10/24/2025)
RR
Arkansas(10/13/2025)
RR
California(10/13/2025)
RR
Colorado(10/13/2025)
RR
Connecticut(10/13/2025)
RR
Delaware(10/13/2025)
IAR
Delaware(10/23/2025)
RR
District of Columbia(10/13/2025)
IAR
District of Columbia(11/7/2025)
RR
Florida(10/13/2025)
RR
Georgia(10/13/2025)
IAR
Georgia(10/14/2025)
RR
Hawaii(10/13/2025)
RR
Idaho(10/13/2025)
RR
Illinois(10/13/2025)
IAR
Illinois(10/23/2025)
RR
Indiana(10/13/2025)
IAR
Indiana(10/14/2025)
RR
Iowa(10/13/2025)
RR
Kansas(10/13/2025)
RR
Kentucky(10/13/2025)
IAR
Kentucky(10/27/2025)
RR
Louisiana(10/13/2025)
IAR
Louisiana(10/23/2025)
RR
Maine(10/13/2025)
IAR
Maine(10/23/2025)
RR
Maryland(10/13/2025)
RR
Massachusetts(10/13/2025)
IAR
Massachusetts(10/22/2025)
RR
Michigan(10/13/2025)
RR
Minnesota(10/13/2025)
RR
Mississippi(10/13/2025)
RR
Missouri(10/13/2025)
RR
Montana(10/13/2025)
RR
Nebraska(10/13/2025)
RR
Nevada(10/13/2025)
RR
New Hampshire(10/13/2025)
RR
New Jersey(10/13/2025)
RR
New Mexico(10/13/2025)
IAR
New Mexico(10/23/2025)
RR
New York(10/13/2025)
IAR
New York(10/22/2025)
RR
North Carolina(10/13/2025)
RR
North Dakota(10/13/2025)
IAR
North Dakota(10/22/2025)
RR
Ohio(10/13/2025)
RR
Oklahoma(10/13/2025)
IAR
Oklahoma(10/22/2025)
RR
Oregon(10/13/2025)
RR
Pennsylvania(10/13/2025)
RR
Puerto Rico(10/13/2025)
RR
Rhode Island(10/13/2025)
IAR
Rhode Island(10/21/2025)
RR
South Carolina(10/13/2025)
IAR
South Carolina(10/27/2025)
RR
South Dakota(10/13/2025)
RR
Tennessee(10/13/2025)
RR
Texas(10/13/2025)
IAR
Texas(10/14/2025)
RR
Utah(10/13/2025)
RR
Vermont(10/13/2025)
RR
Virgin Islands(10/13/2025)
RR
Virginia(10/13/2025)
IAR
Virginia(10/22/2025)
RR
Washington(10/13/2025)
RR
West Virginia(10/13/2025)
RR
Wisconsin(10/13/2025)
RR
Wyoming(10/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
