Derek H. Hillen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Hopkins Hillen was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1996. Derek had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - April 8, 2015
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
June 29, 1998 - July 14, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
June 3, 1996 - September 2, 1997
SBC WARBURG, INC.
January 22, 1996 - June 3, 1996
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
CRD#: 147991 / SEC#: 801-69516, 8-67945
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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