Haygood P. Seawell
Professional summary
Haygood Paterson Seawell SR, who also goes by Haygood P Seawell, Haygood Paterson Seawell Sr, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Atlanta, Georgia.
Haygood is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Haygood has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Haygood Paterson Seawell SR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Haygood Paterson Seawell SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2025 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 3525 Piedmont Road Ne 410 Fl 4, Atlanta, GA 30305June 20, 2025 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 3525 Piedmont Road Ne 410 Fl 4, Atlanta, GA 30305October 5, 2012 - June 20, 2025
WELLS FARGO CLEARING SERVICES, LLC
October 5, 2012 - June 20, 2025
WELLS FARGO CLEARING SERVICES, LLC
April 12, 2011 - October 15, 2012
OPPENHEIMER & CO. INC.
March 3, 2011 - October 15, 2012
OPPENHEIMER & CO. INC.
May 7, 2009 - February 24, 2011
PFM CAPITAL MANAGEMENT LLC
April 17, 2008 - March 16, 2009
STANFORD GROUP COMPANY
April 4, 2008 - March 16, 2009
STANFORD GROUP COMPANY
January 28, 2003 - April 8, 2008
MORGAN KEEGAN & COMPANY, LLC
October 26, 1999 - April 8, 2008
MORGAN KEEGAN & COMPANY, LLC
December 8, 1995 - November 1, 1999
J.C. BRADFORD & CO.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/26/2025)
(6/26/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/30/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
(6/20/2025)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
