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John W Tsigakos

CETERA INVESTMENT ADVISERS
UNIONDALE, NY
·CRD# 2670436·31 years experience

Professional Summary

John W Tsigakos, who also goes by John William Tsigakos, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Uniondale, New York and CETERA WEALTH SERVICES, LLC located in Uniondale, New York. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 53 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John William Tsigakos

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
50 Charles Lindbergh Blvd Suite 420, Uniondale, NY 11553
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
50 Charles Lindbergh Blvd Suite 420, Uniondale, NY 11553
August 10, 2023 - Present
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
Uniondale, NY
February 9, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Uniondale, NY
January 28, 2020 - August 10, 2023
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Roslyn, NY
April 2, 2018 - January 21, 2020
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Roslyn, NY
July 21, 2017 - January 21, 2020
ACHILLES SECURITIES, LLC·CRD# 133542
BD
New York, NY
November 16, 2012 - July 22, 2015
RANGEMARK CAPITAL MARKETS, INC.·CRD# 42025
BD
New York, NY
July 1, 1997 - August 10, 2010
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
November 7, 1995 - July 10, 1997

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Allied Wealth Partners Fixed Insurance; Parsippany, NJ; Ins rltd; Independent contractor; Fixed ins sales- FL, DI, P&C, Hlth, LTC, Suppmtl; 01/2020- pres; 1-3hrs/mo; 1-3 hrs/mo trading. 2. INDEPENDENT CONSULTANT POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2016 ADDRESS: 14 Markwood Lane, East Northport NY 11731, United States DESCRIPTION: Independent consulting on various non-investment related activities. 3. TSIGAKOS IRREVOCABLE LIVING TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 14 Markwood Lane, East Northport NY 11731, United States DESCRIPTION: One of two trustees for an irrevocable living trust set up for my mother; 4. NAME OF OTHER BUSINESS: LETIP OF BAYPORT, INVESTMENT RELATED: NO, ADDRESS: 554 NY-112, PATCHOGUE, NY 11772, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2018, POSITION/TITLE/RELATIONSHIP: MEMBERSHIP CHAIR, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROCESS NEW MEMBERS TO THE CHAPTER AND ASSIST THEM WITH ASSIMILATING TO THE GROUP;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/21/2023)
RR
Georgia
(1/17/2024)
RR
New Jersey
(8/10/2023)
RR
New York
(8/10/2023)
IAR
New York
(8/10/2023)
RR
North Carolina
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1995About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2004About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John W Tsigakos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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