Michael R. Fiorini
Professional summary
Michael Robert Fiorini is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Fiorini's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2010 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155Office #2: 150 E 58th Street 17th Floor, New York, NY 10155May 5, 2010 - May 28, 2010
RBC CAPITAL MARKETS, LLC
April 3, 2009 - April 19, 2010
SANDERS MORRIS LLC
January 10, 2008 - March 24, 2009
STANFORD GROUP COMPANY
January 3, 2002 - December 10, 2007
A. G. EDWARDS & SONS, INC.
May 16, 2000 - September 18, 2001
COWEN AND COMPANY
January 1, 1996 - May 30, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2010)
Exams
FINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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