Jimmy S. Wu
Professional summary
Jimmy Shanggee Wu, who also goes by Jimmy Shanggee Ng, is a registered financial advisor currently at FRG FAMILY WEALTH ADVISORS located in Bellevue, Washington.
Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jimmy has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy Shanggee Wu's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2016 - Present
FRG FAMILY WEALTH ADVISORS
Office #1: 10900 Ne 8th Street, Suite 1600, Bellevue, WA 98004January 12, 2005 - July 1, 2010
OSAIC WEALTH, INC.
May 17, 2004 - November 14, 2016
FINANCIAL RESOURCES GROUP
May 22, 2001 - December 3, 2002
CHARLES SCHWAB & CO., INC.
March 12, 1999 - December 3, 2002
CHARLES SCHWAB & CO., INC.
October 25, 1995 - February 23, 1999
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
FRG FAMILY WEALTH ADVISORS
CRD#: 282542 / SEC#: 801-107191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2018)
(6/23/2016)
Exams
Current Firm
FRG FAMILY WEALTH ADVISORS
CRD#: 282542 / SEC#: 801-107191
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 667 |
| AUM (Assets Under Management) | $ 740,870,191 |
Red Flags
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