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CB

Craig J. Bartlett

CETERA INVESTMENT ADVISERS
ST PAUL, MN 55101
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CRD#: 2669878
CB
Craig James BartlettCETERA INVESTMENT ADVISERS

Professional summary

Craig James Bartlett, CFP®, who also goes by Craig Bartlett, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Craig has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

At a Glance

Always Fiduciary

Aliases

Craig Bartlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig James Bartlett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 27, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 400 Robert Street North, St Paul, MN 55101
RIA
CRD#: 105644
ST PAUL, MN
Past

August 3, 2023 - November 3, 2025

CHOREO, LLC

RIA
CRD#: 111221
ROCKFORD, IL
Past

October 5, 2022 - July 10, 2023

CREATIVE PLANNING

RIA
CRD#: 105348
Minneapolis, MN
Past

November 16, 2021 - October 12, 2022

WIPFLI FINANCIAL ADVISORS, LLC

RIA
CRD#: 109983
MINNEAPOLIS, MN
Past

April 15, 2020 - October 12, 2021

NORTHROCK PARTNERS, LLC

RIA
CRD#: 167908
MINNEAPOLIS, MN
Past

June 2, 2010 - January 14, 2020

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
MINNEAPOLIS, MN
Past

May 27, 2010 - January 14, 2020

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
MINNEAPOLIS, MN
Past

July 2, 2008 - October 28, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
MINNEAPOLIS, MN
Past

June 20, 2007 - October 28, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MINNEAPOLIS, MN
Past

June 7, 2005 - April 2, 2007

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

March 31, 2004 - May 23, 2005

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

February 26, 2002 - April 5, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

August 25, 1999 - October 31, 2000

AFD, INC.

BD
CRD#: 34047
NORTHBROOK, IL
Past

August 13, 1998 - October 27, 1998

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
BIRMINGHAM, AL
Past

October 30, 1995 - July 8, 1998

ALFS, INC.

BD
CRD#: 32201
NORTHBROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(7/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/23/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/29/2008
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/21/2008
General Securities Sales Supervisor - General Module Examination

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644St Paul, MN 55101

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