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SA

Steven W. Albanese

THE LEADERS GROUP
Bonita Springs, FL 34134
Some features on this profile are disabled
CRD#: 2669752
SA

Professional summary

Steven William Albanese is a registered financial professional currently at THE LEADERS GROUP, INC. located in Bonita Springs, Florida.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SETAUKET FIRE DISTRICT POSITION: Treasurer NATURE: Municipality INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2012 ADDRESS: 26 Hulse Rd, East Setauket NY 11733, United States DESCRIPTION: Budgeting. payroll, accounting and reporting 2. SCHOOL HOUSE BUILDING, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2010 ADDRESS: 348 Main St., East Setauket NY 11733, United States DESCRIPTION: Real Estate Holding Co 3. ALBANESE & CO., CPAS , PC POSITION: Owner/President NATURE: PC INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 01/02/1995 ADDRESS: 348 Main St., East Setauket NY 11733, United States DESCRIPTION: Management Accounting and tax services 4. INSURANCE BUSINESS POSITION: Insurance broker NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/07/2015 ADDRESS: 348 Main St., East Setauket NY 11733, United States DESCRIPTION: fixed insurance/fixed annuity sales

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven William Albanese's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 3301 Bonita Beach Road, Suite 308, Bonita Springs, FL 34134
BD
CRD#: 37157
Bonita Springs, FL
Past

June 20, 2024 - September 30, 2024

IMPRINT WEALTH LLC

RIA
CRD#: 322130
EAST SETAUKET, NY
Past

January 31, 2024 - October 23, 2025

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

BD
CRD#: 7388
NEW YORK, NY
Past

August 14, 2023 - June 17, 2024

IMPRINT WEALTH LLC

RIA
CRD#: 322130
EAST SETAUKET, NY
Past

April 26, 2021 - July 18, 2023

OSAIC WEALTH, INC.

RIA
CRD#: 23131
EAST SETAUKET, NY
Past

October 25, 2017 - July 18, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
EAST SETAUKET, NY
Past

July 1, 2015 - October 23, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
East Setauket, NY
Past

January 17, 2008 - June 30, 2015

TIMECAPITAL SECURITIES CORPORATION

BD
CRD#: 6845
PORT JEFFERSON STATION, NY
Past

January 21, 1998 - December 31, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
EAST SETAUKET, NY
Past

December 14, 1995 - January 26, 1998

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/4/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/13/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157Bonita Springs, FL 34134

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