Francis W. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis William Kelly, who also goes by Fran Kelly, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1971. Francis had worked at 10 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1996 - October 18, 2006
SUSQUEHANNA FINANCIAL GROUP, LLLP
March 13, 1996 - October 18, 2006
SAL EQUITY TRADING, GP
October 3, 1995 - October 24, 1995
HURRICANE TRADING, LLC
November 29, 1991 - December 19, 1994
VALLEY FORGE SECURITIES, INC .
April 16, 1990 - November 23, 1990
LEGG MASON WOOD WALKER, INCORPORATED
February 6, 1988 - August 15, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
February 5, 1986 - June 15, 1987
BUTCHER & SINGER INC.
June 7, 1972 - January 3, 1986
BOENNING & SCATTERGOOD, INC.
December 22, 1971 - May 21, 1972
GIRARD INVESTMENT SERVICES, LLC
December 6, 1971 - February 9, 1972
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/15/1971
Registered Representative ExaminationSeries 40
Date: 9/6/1977
Registered Principal ExaminationCurrent Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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