PE
Pamela C. Eckenrode
CLG LLC
Long Beach, CA 90803
Some features on this profile are disabled
CRD#: 2669423
PE
Professional summary
Pamela Cartwright Eckenrode, AIF®, who also goes by Pamela Jan Cartwright, Pamela C Maas, Pamela Cartwright Maas, is a registered financial advisor currently at CLG LLC located in Long Beach, California and PURSHE KAPLAN STERLING INVESTMENTS located in Long Beach, California.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Pamela has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pamela Jan Cartwright | Pamela C Maas | Pamela Cartwright Maas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLG, LLC. Investment Related. At registered location. RIA. Partner/Financial Advisor. 1/2/2024. Hrs/month 80 with 40 during trading hours. IAR. 2) CLG Holding Company LLC. Not investment related. 4821 E. 2nd Street Long Beach, CA 90803. Holding Company. Partner/Part Owner. 8/1/2016. Hrs/month 4 with 1 during trading hours. Family holding company, owns Oria CLG LLC. 3) John D. Cartwright & Assoc. Inc. Investment Related. 4821 E. 2nd Street Long Beach, CA 90803. Independent Insurance Agent. Financial Advisor. 1/1/1995. Hrs/month 10 all during trading hours. Supporting regional office. 4) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 1/2/2024. Hrs/month 4 all during trading hours. Provide insurance advice based on the needs of client(s). 5) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 1/2/2024. Hrs/month 4 all during trading hours. Provide insurance advice based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Cartwright Eckenrode's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 27, 2016 - Present
CLG LLC
Office #1: 4821 E. 2nd Street, Long Beach, CA 90803RIA
CRD#: 282605
Long Beach, CA
Current
January 2, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4821 E. 2nd Street, Long Beach, CA 90803BD
CRD#: 35747
Long Beach, CA
Past
June 29, 2023 - December 31, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LONG BEACH, CA
Past
March 31, 1998 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LONG BEACH, CA
Past
December 15, 1995 - December 31, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2024)
RR
Arkansas(1/2/2024)
IAR
California(12/27/2016)
RR
California(1/2/2024)
RR
Colorado(1/2/2024)
RR
Florida(1/2/2024)
RR
Georgia(1/2/2024)
RR
Hawaii(1/2/2024)
RR
Idaho(1/2/2024)
RR
Illinois(1/2/2024)
RR
Maryland(1/2/2024)
RR
Massachusetts(1/2/2024)
RR
Minnesota(1/2/2024)
RR
Nevada(1/2/2024)
RR
New York(1/2/2024)
RR
North Carolina(1/2/2024)
RR
Oregon(1/2/2024)
RR
South Carolina(1/2/2024)
RR
Texas(1/2/2024)
RR
Utah(1/2/2024)
RR
Washington(1/2/2024)
RR
Wisconsin(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4821 E 2nd Street, Long Beach, CA 90803
Mailing Address
Phone number
(310) 329-5150
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,539 |
| AUM (Assets Under Management) | $ 953,822,025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
