Fernando Labrado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Labrado was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 1995. Fernando had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2016 - November 2, 2016
SCOTTRADE INVESTMENT MANAGEMENT
June 25, 2007 - November 2, 2016
SCOTTRADE, INC.
April 25, 2006 - June 22, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 23, 2003 - June 22, 2007
TD AMERITRADE, INC.
November 7, 1997 - June 22, 2007
TD AMERITRADE, INC.
January 5, 1996 - November 7, 1997
KENNEDY, CABOT & CO.
November 10, 1995 - December 6, 1995
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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