Kelly L. Davis

TRANSAMERICA RETIREMENT ADVISORS

Juno Beach, FL

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CRD#: 2669126

Professional summary

Kelly L Davis, CLU®, who also goes by Kelly Louise Davis, Kelly M Davis, Kelly Mcgee Davis, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Juno Beach, Florida and TRANSAMERICA INVESTORS SECURITIES, LLC located in Davenport,, Florida.

Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kelly has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Louise Davis | Kelly M Davis | Kelly Mcgee Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly L Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

March 19, 2026 - Present

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Juno Beach, FL

Current

March 5, 2026 - Present

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

Davenport,, FL

Past

September 2, 2025 - February 18, 2026

EDWARD JONES

RIA

CRD#: 250

JUPITER, FL

Past

August 29, 2025 - February 18, 2026

EDWARD JONES

CRD#: 250

JUPITER, FL

Past

February 15, 2013 - July 7, 2025

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Delray Beach, FL

Past

January 25, 2013 - July 7, 2025

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Delray Beach, FL

Past

May 17, 2012 - October 23, 2012

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

October 6, 2011 - November 1, 2011

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

May 26, 2011 - September 20, 2011

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

PALM BEACH GARDENS, FL

Past

May 9, 2011 - September 20, 2011

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

PALM BEACH GARDENS, FL

Past

September 18, 2009 - May 12, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PALM BEACH GARDENS, FL

Past

September 14, 2009 - May 12, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PALM BEACH GARDENS, FL

Past

June 1, 2009 - June 26, 2009

MORGAN STANLEY

RIA

CRD#: 149777

STUART, FL

Past

June 1, 2009 - June 26, 2009

MORGAN STANLEY

CRD#: 149777

STUART, FL

Past

May 16, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

STUART, FL

Past

April 25, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STUART, FL

Past

May 5, 2006 - May 16, 2006

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

CHATTANOOGA, TN

Past

May 5, 2006 - May 16, 2006

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 14, 2005 - March 29, 2006

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CHATTANOOGA, TN

Past

September 15, 2005 - March 29, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

CHATTANOOGA, TN

Past

September 15, 2005 - March 29, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHATTANOOGA, TN

Past

February 25, 2005 - August 22, 2005

STUART SECURITIES CORP.

CRD#: 47076

NORCROSS, GA

Past

August 12, 2004 - September 28, 2004

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

W. PALM BEACH , FL

Past

March 22, 2004 - September 28, 2004

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

December 1, 2003 - February 26, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 27, 1997 - November 26, 2003

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

July 1, 1996 - January 27, 1997

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

October 18, 1995 - July 1, 1996

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSAMERICA RETIREMENT ADVISORS, LLC

DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA

Registered Investment Advisory firm - (12/16/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/5/2026)

Alaska
(3/5/2026)

Arizona
(3/5/2026)

Arkansas
(3/5/2026)

California
(3/5/2026)

Colorado
(3/5/2026)

Connecticut
(3/5/2026)

Delaware
(3/5/2026)

District of Columbia
(3/5/2026)

Florida
(3/5/2026)

IAR

Florida
(3/19/2026)

Georgia
(3/5/2026)

Hawaii
(3/5/2026)

Idaho
(3/5/2026)

Illinois
(3/5/2026)

Indiana
(3/5/2026)

Iowa
(3/5/2026)

Kansas
(3/5/2026)

Kentucky
(3/5/2026)

Louisiana
(3/5/2026)

Maine
(3/5/2026)

Maryland
(3/5/2026)

Massachusetts
(3/5/2026)

Michigan
(3/5/2026)

Minnesota
(3/5/2026)

Mississippi
(3/5/2026)

Missouri
(3/5/2026)

Montana
(3/5/2026)

Nebraska
(3/5/2026)

Nevada
(3/5/2026)

New Hampshire
(3/5/2026)

New Jersey
(3/5/2026)

New Mexico
(3/5/2026)

New York
(3/5/2026)

North Carolina
(3/5/2026)

North Dakota
(3/5/2026)

Ohio
(3/5/2026)

Oklahoma
(3/5/2026)

Oregon
(3/5/2026)

Pennsylvania
(3/5/2026)

Puerto Rico
(3/5/2026)

Rhode Island
(3/5/2026)

South Carolina
(3/5/2026)

South Dakota
(3/5/2026)

Tennessee
(3/5/2026)

Texas
(3/5/2026)

Utah
(3/5/2026)

Vermont
(3/5/2026)

Virginia
(3/5/2026)

Washington
(3/5/2026)

West Virginia
(3/5/2026)

Wisconsin
(3/5/2026)

Wyoming
(3/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA

Registered Investment Advisory firm - (12/16/1992 Approved)

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Contact information

Main Address

6400 C Street Sw, Cedar Rapids, IA 52499

Mailing Address

Phone number

(866) 368-0566

Established

Firm type

Fiscal year end

# of Employees

383

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRANSAMERICA RETIREMENT ADVISORS, LLC THIRD PARTY MONEY MANAGERS BROCHURES (5/22/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC TRANSAMERICA PERSONALIZED PORTFOLIOS BROCHURE (2/14/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC. DEFINED BENEFIT SERVICES BROCHURE (2/14/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC. MANAGED ADVICE SERVICES BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	212,836
AUM (Assets Under Management)	$ 16,157,423,229

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
10/25/2024	Cover Page	Report
07/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly L. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly L Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA INVESTORS SECURITIES, LLC

EDWARD JONES

EDWARD JONES

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

STATE FARM VP MANAGEMENT CORP.

LEGEND EQUITIES CORPORATION

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

STUART SECURITIES CORP.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

OSAIC WEALTH, INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE SECURITIES, LLC

Primary Firm SEC Registration

TRANSAMERICA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2004

Series 63

Date: 10/25/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2007

Series 6

Date: 10/17/1995

FINRA

Current Firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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