Rodolphus Bethea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodolphus Bethea, who also goes by Rodolphus Bethea Jr, Rodolphus Bethea, Rudy Bethea Jr, Rudy Bethea, was a registered financial professional .
Rodolphus is a previously registered financial professional and started their career in finance in 1996. Rodolphus had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - December 22, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
March 16, 2015 - March 15, 2016
CAPITAL ANALYSTS
November 26, 2014 - March 15, 2016
LINCOLN INVESTMENT
November 20, 2014 - March 15, 2016
LINCOLN INVESTMENT
September 15, 2014 - November 18, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 30, 2013 - August 18, 2014
LPL FINANCIAL LLC
January 31, 2011 - May 22, 2012
GOLDMAN SACHS & CO. LLC
March 10, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 10, 2005 - January 28, 2011
MSI FINANCIAL SERVICES, INC.
August 23, 1996 - August 7, 1998
METROPOLITAN LIFE INSURANCE COMPANY
August 23, 1996 - August 7, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
