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AP

Aaron B. Peterson

MORNINGSTAR INVESTMENT MANAGEMENT LLC
Heber City, UT
Some features on this profile are disabled
CRD#: 2668394
AP

Professional summary

Aaron Brent Peterson is a registered financial advisor currently at MORNINGSTAR INVESTMENT MANAGEMENT LLC located in Heber City, Utah.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Aaron has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Brent Peterson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2025 - Present

MORNINGSTAR INVESTMENT MANAGEMENT LLC

RIA
CRD#: 108031
Heber City, UT
Past

October 13, 2003 - June 11, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

RIA
CRD#: 112525
Heber City, UT
Past

October 13, 2003 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

BD
CRD#: 112525
CHICAGO, IL
Past

January 27, 2003 - September 17, 2003

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

December 5, 2000 - November 7, 2002

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 107975
MANTELA, CA
Past

August 28, 2000 - November 5, 2002

ORBITEX FUNDS DISTRIBUTOR, INC.

BD
CRD#: 41453
STAMFORD, CT
Past

January 12, 1996 - August 16, 2000

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MORNINGSTAR INVESTMENT MANAGEMENT LLC
IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA
Registered Investment Advisory firm - (10/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/30/2025)
IAR
Illinois
(5/30/2025)
IAR
Utah
(6/12/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/5/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/1996
General Securities Representative Examination

Current Firm

MI
MORNINGSTAR INVESTMENT MANAGEMENT LLC
IBBOTSON ASSOCIATES, INC. | MORNINGSTAR INVESTMENT MANAGEMENT LLC | MORNINGSTAR ASSOCIATES, LLC

CRD#: 108031 / SEC#: 801-56896

RIA
Registered Investment Advisory firm - (10/18/1999 Approved)
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Contact information

Main Address
22 West Washington Street, Chicago, IL 60602
Mailing Address
Phone number
(312) 696-6000
Established
Firm type
Fiscal year end
# of Employees
323

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MORNINGSTAR WEALTH SERVICES (11/10/2025)
INSTITUTIONAL ADVISORY SERVICES (3/28/2025)
RETIREMENT SERVICES FOR INDIVIDUALS (3/28/2025)
METLIFE EXPERTSELECT PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts592,301
AUM (Assets Under Management)$ 76,595,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORNINGSTAR INVESTMENT MANAGEMENT LLC

CRD#: 108031Heber City, UT

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Contact information

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