CH
Chadd T. Hessing
COBRA TRADING
Carrollton, TX 75010
Some features on this profile are disabled
CRD#: 2668366
CH
Professional summary
Chadd Thomas Hessing is a registered financial professional currently at COBRA TRADING, INC. located in Carrollton, Texas.
Chadd is registered as a RR (Registered Representative) and started their career in finance in 1996. Chadd has worked at 6 firms and has passed the Series 63, Series 99TO, Series 62, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Chadd Thomas Hessing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2004 - Present
COBRA TRADING, INC.
Office #1: 3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010Office #2: 3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010BD
CRD#: 132078
Carrollton, TX
Past
March 5, 2000 - January 28, 2005
NDX TRADING, INC.
BD
CRD#: 39940
NEW BRIGHTON, MN
Past
March 16, 1999 - June 28, 1999
NDX TRADING, INC.
BD
CRD#: 39940
NEW BRIGHTON, MN
Past
January 22, 1998 - January 23, 1999
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Past
April 24, 1997 - July 11, 1997
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
BD
CRD#: 26506
MINNEAPOLIS, MN
Past
December 18, 1996 - July 11, 1997
AMERICAN EXPRESS SERVICE CORPORATION
BD
CRD#: 10518
MINNEAPOLIS, MN
Past
August 29, 1996 - October 3, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2008)
RR
Alaska(2/4/2008)
RR
Arizona(3/8/2006)
RR
Arkansas(1/14/2008)
RR
California(1/10/2005)
RR
Colorado(1/18/2006)
RR
Connecticut(3/28/2008)
RR
Delaware(4/3/2008)
RR
District of Columbia(3/24/2008)
RR
Florida(1/26/2005)
RR
Georgia(1/19/2005)
RR
Hawaii(5/14/2008)
RR
Idaho(1/29/2008)
RR
Illinois(3/13/2008)
RR
Indiana(3/27/2008)
RR
Iowa(9/12/2006)
RR
Kansas(4/2/2008)
RR
Kentucky(2/14/2008)
RR
Louisiana(3/25/2008)
RR
Maine(4/7/2008)
RR
Maryland(1/15/2008)
RR
Massachusetts(6/21/2006)
RR
Michigan(3/26/2008)
RR
Minnesota(1/28/2005)
RR
Mississippi(3/14/2008)
RR
Missouri(3/13/2008)
RR
Montana(2/4/2008)
RR
Nebraska(5/8/2008)
RR
Nevada(1/20/2005)
RR
New Hampshire(4/11/2008)
RR
New Jersey(4/21/2008)
RR
New Mexico(2/6/2008)
RR
New York(1/10/2005)
RR
North Carolina(4/5/2005)
RR
North Dakota(3/24/2008)
RR
Ohio(4/8/2008)
RR
Oklahoma(2/8/2008)
RR
Oregon(2/28/2006)
RR
Pennsylvania(3/19/2008)
RR
Puerto Rico(6/9/2020)
RR
Rhode Island(3/24/2008)
RR
South Carolina(1/11/2005)
RR
South Dakota(3/14/2008)
RR
Tennessee(1/22/2008)
RR
Texas(2/7/2005)
RR
Utah(10/2/2007)
RR
Vermont(3/14/2008)
RR
Virginia(9/20/2006)
RR
Washington(10/3/2005)
RR
West Virginia(3/27/2008)
RR
Wisconsin(1/3/2005)
RR
Wyoming(3/25/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/10/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CT
COBRA TRADING, INC.
COBRA TRADING, INC.
CRD#: 132078 / SEC#: , 8-66548
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Mailing Address
3008 E Hebron Pkwy Bldg 400, Carrollton, TX 75010
Phone number
(972) 491-7999
Established
Wisconsin since 05/14/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
