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Tadas Misiunas

LBMZ SECURITIES
CHICAGO, IL
·CRD# 2668089·30 years experience

Professional Summary

Tadas Misiunas is a registered financial advisor currently at LBMZ SECURITIES, INC. located in Chicago, Illinois. Tadas is registered as a RR (Registered Representative) and started their career in finance in 1996. Tadas has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

LBMZ SECURITIES, INC.·CRD# 7874
BD
101 North Wacker Drive Suite 1500, Chicago, IL 60606
June 25, 2026 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
July 9, 2020 - April 3, 2026
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
June 11, 2019 - June 10, 2020
VISION 4 FUND DISTRIBUTORS·CRD# 298105
BD
Scottsdale, AZ
January 2, 2019 - May 9, 2019
FIRST DOMINION CAPITAL CORP.·CRD# 16330
BD
Richmond, VA
October 1, 2018 - December 31, 2018
ICAPITAL MARKETS LLC·CRD# 118219
BD
New York, NY
February 2, 2018 - September 28, 2018
M. S. HOWELLS & CO.·CRD# 104100
BD
Scottsdale, AZ
February 29, 2016 - February 16, 2018
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
San Antonio, TX
August 7, 2015 - January 6, 2016
U.S. GLOBAL BROKERAGE, INC.·CRD# 44721
BD
San Antonio, TX
July 13, 2015 - August 7, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
January 28, 2014 - July 1, 2015
U.S. GLOBAL BROKERAGE, INC.·CRD# 44721
BD
San Antonio, TX
August 1, 2011 - January 2, 2014
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
Chicago, IL
October 6, 2007 - May 12, 2008
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
June 26, 1996 - July 19, 2011

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Current Firm

LS
LBMZ SECURITIES, INC.

LBMZ SECURITIES, INC. | ZACKS TRADE | ZACKS AND COMPANY | ZACKS & COMPANY, INC. | ZACKS & COMPANY

CRD#: 7874 / SEC#: 8-23266
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705

Mailing Address

101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705

Phone Number

(312) 630-9880

Established

Illinois since 09/20/1978

Firm Type

Corporation

Fiscal Year End

November

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FRANCINE ZACKS 2012 GIFT TRUSTOWNER—
CALDER, JUDITH ANNCHIEF COMPLIANCE OFFICER38260
COLOMBO, DOUGLAS NMNFINOP1858351
ZACKS, LEONARD HARVEYPRESIDENT & DIRECTOR806891
ZACKS, MITCHEL ETHANTRUSTEE FOR THE FRANCINE ZACKS 2012 GIFT TRUST2649079

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/25/2026)
RR
Florida
(6/25/2026)
RR
Georgia
(6/25/2026)
RR
South Carolina
(6/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1996About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Tadas Misiunas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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