Daniel C. Tolman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Carl Tolman was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - December 20, 2016
FIRST HEARTLAND CAPITAL, INC.
March 6, 2012 - July 19, 2013
GRADIENT SECURITIES, LLC
October 21, 2011 - November 7, 2011
G.F. INVESTMENT SERVICES, LLC
March 5, 2009 - October 3, 2011
QUESTAR CAPITAL CORPORATION
May 5, 2008 - February 26, 2009
NEW ENGLAND SECURITIES
March 9, 2004 - May 2, 2008
EQUITY SERVICES, INC.
December 7, 1995 - February 10, 2004
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
