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JO

Joseph F. Ordonez

FEDERATED SECURITIES
Huntington, NY 11743
Some features on this profile are disabled
CRD#: 2667732
JO

Professional summary


Joseph Fernando Ordonez, who also goes by Jose Ordonez, Joseph Frank Ordonez, is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jose Ordonez | Joseph Frank Ordonez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Fernando Ordonez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 2, 1998 - Present

FEDERATED SECURITIES, INC.

Office #1: 680 Park Avenue, Huntington, NY 11743Office #2: 680 Park Avenue, Huntington, NY 11743
BD
CRD#: 5050
Huntington, NY
Past

December 10, 1997 - August 5, 1998

FIRST SECURITY INVESTMENTS, INC.

BD
CRD#: 24035
KINGSTON, PA
Past

September 16, 1996 - November 4, 1997

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

August 20, 1996 - October 7, 1996

FIRST ASSET MANAGEMENT, INC.

BD
CRD#: 17341
GARDEN CITY, NY
Past

June 6, 1996 - August 30, 1996

BISHOP, ALLEN, INC.

BD
CRD#: 2060
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/10/1999)
RR
Colorado
(1/22/2018)
RR
Connecticut
(1/5/2000)
RR
Florida
(10/9/1998)
RR
New Hampshire
(8/17/2015)
RR
New Jersey
(9/2/1998)
RR
New York
(9/16/1998)
RR
North Carolina
(2/24/2016)
RR
Ohio
(6/19/2018)
RR
Pennsylvania
(4/23/2019)
RR
Virginia
(10/31/2014)

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FEDERATED SECURITIES, INC.
FEDERATED SECURITIES, INC.

CRD#: 5050 / SEC#: , 8-15644

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
680 Park Avenue, Huntington, NY 11743
Mailing Address
P.o. Box 2679, Huntington Station, NY 11746-0531
Phone number
(631) 421-4499
Established
New Jersey since 03/02/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KING, JUDITH CAROLECHAIRPERSON1023755
GOLDSMITH, DENISE CAROLYNSECRETARY1564417
LANZISERA, CARL JOSEPHPRESIDENT OPTIONS PRINCIPLE302342
LANZISERA, CARL JOSEPHCHIEF COMPLIANCE OFFICER302342

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FEDERATED SECURITIES, INC.

CRD#: 5050Huntington, NY 11743

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