Richard C. Martin

STRATEGIC ADVISERS LLC

TRUMBULL, CT

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CRD#: 2667406

Professional summary

Richard Charles Martin, CFP®, who also goes by Richard Martin, Richard Charles Martinez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Trumbull, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Martin | Richard Charles Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Charles Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: Two Contra Way, Merrimack, NH 03054

RIA

CRD#: 104555

TRUMBULL, CT

Current

May 16, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: Two Contra Way, Merrimack, NH 03054

CRD#: 7784

Merrimack, NH

Past

May 18, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MERRIMACK, NH

Past

May 25, 2021 - May 4, 2023

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

December 26, 2018 - May 27, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

January 4, 2017 - September 4, 2018

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

HARTFORD, CT

Past

March 1, 2011 - January 5, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 30, 2010 - November 30, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FARMINGTON, CT

Past

June 30, 2010 - November 30, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

FARMINGTON, CT

Past

June 17, 2009 - February 22, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MONTVALE, NJ

Past

June 8, 2009 - February 22, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MONTVALE, NJ

Past

February 4, 2009 - April 28, 2009

AXCELUS FINANCIAL DISTRIBUTION COMPANY

CRD#: 38383

HARTFORD, CT

Past

November 27, 2000 - February 4, 2009

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

January 29, 1996 - February 25, 1999

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/16/2023)

Alaska
(5/16/2023)

Arizona
(5/16/2023)

Arkansas
(5/16/2023)

California
(5/16/2023)

Colorado
(5/16/2023)

Connecticut
(5/16/2023)

IAR

Connecticut
(3/31/2025)

Delaware
(5/16/2023)

District of Columbia
(5/16/2023)

Florida
(5/16/2023)

Georgia
(5/16/2023)

Hawaii
(5/16/2023)

Idaho
(5/16/2023)

Illinois
(5/16/2023)

Indiana
(5/16/2023)

Iowa
(5/16/2023)

Kansas
(5/16/2023)

Kentucky
(5/16/2023)

Louisiana
(5/16/2023)

Maine
(5/16/2023)

Maryland
(5/16/2023)

Massachusetts
(5/16/2023)

Michigan
(5/16/2023)

Minnesota
(5/16/2023)

Mississippi
(5/16/2023)

Missouri
(5/16/2023)

Montana
(5/16/2023)

Nebraska
(5/16/2023)

Nevada
(5/16/2023)

New Hampshire
(5/16/2023)

New Jersey
(5/16/2023)

New Mexico
(5/16/2023)

New York
(5/16/2023)

North Carolina
(5/16/2023)

North Dakota
(5/16/2023)

Ohio
(5/16/2023)

Oklahoma
(5/16/2023)

Oregon
(5/16/2023)

Pennsylvania
(5/16/2023)

Puerto Rico
(5/16/2023)

Rhode Island
(5/16/2023)

South Carolina
(5/16/2023)

South Dakota
(5/16/2023)

Tennessee
(5/16/2023)

Texas
(5/16/2023)

IAR

Texas
(3/31/2025)

Utah
(5/16/2023)

Vermont
(5/16/2023)

Virgin Islands
(5/16/2023)

Virginia
(5/16/2023)

Washington
(5/16/2023)

West Virginia
(5/16/2023)

Wisconsin
(5/16/2023)

Wyoming
(5/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard C. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Charles Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

NYLIFE DISTRIBUTORS LLC

NYLIFE SECURITIES LLC

SAYBRUS EQUITY SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

AXCELUS FINANCIAL DISTRIBUTION COMPANY

VP DISTRIBUTORS LLC

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2009

Series 63

Date: 5/21/1996

SIE

Date: 9/4/2018

Series 7

Date: 5/22/1998

Series 6

Date: 1/26/1996

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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