Jesse Muscarello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Muscarello was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 1996. Jesse had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2015 - July 24, 2023
MAREX CAPITAL MARKETS INC.
March 2, 2010 - December 31, 2014
INTERACTIVE BROKERS LLC
August 7, 2009 - December 31, 2014
INTERACTIVE BROKERS CORP.
August 14, 2007 - July 13, 2009
PERSHING LLC
June 2, 2006 - August 14, 2007
H.C.WAINWRIGHT & CO., LLC
April 13, 2005 - April 12, 2006
INTERCAPITAL SECURITIES LLC
November 1, 2004 - January 25, 2005
JEFFERIES LLC
December 17, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
August 31, 2001 - December 19, 2003
BNY MELLON SECURITIES LLC
April 17, 1996 - August 21, 2001
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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