Christopher P. Comey

MARKETAXESS

New York, NY 10001

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CRD#: 2666908

Professional summary

Christopher Patrick Comey is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Patrick Comey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2016 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001

CRD#: 44542

New York, NY

Past

August 15, 2007 - May 13, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

May 21, 2007 - May 13, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 19, 2006 - May 21, 2007

TJM INVESTMENTS, LLC

CRD#: 46300

GARDEN CITY, NEW YORK 11530, NY

Past

May 4, 2006 - June 12, 2006

OPUS TRADING FUND LLC

CRD#: 125204

JERICHO, NY

Past

May 21, 1996 - February 23, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/8/2016)

Alaska
(5/27/2016)

Arizona
(5/24/2016)

Arkansas
(5/31/2016)

California
(5/19/2016)

Colorado
(5/26/2016)

Connecticut
(5/26/2016)

Delaware
(6/1/2016)

District of Columbia
(5/23/2016)

Florida
(5/20/2016)

Georgia
(7/22/2016)

Hawaii
(5/26/2016)

Idaho
(5/19/2016)

Illinois
(5/19/2016)

Indiana
(5/31/2016)

Iowa
(5/26/2016)

Kansas
(6/8/2016)

Kentucky
(5/26/2016)

Louisiana
(5/27/2016)

Maryland
(5/27/2016)

Massachusetts
(5/23/2016)

Michigan
(5/24/2016)

Minnesota
(5/31/2016)

Mississippi
(6/6/2016)

Missouri
(5/20/2016)

Montana
(5/20/2016)

Nebraska
(5/20/2016)

Nevada
(6/2/2016)

New Jersey
(5/26/2016)

New Mexico
(6/3/2016)

New York
(5/31/2016)

North Carolina
(5/21/2016)

North Dakota
(5/20/2016)

Ohio
(5/19/2016)

Oklahoma
(5/26/2016)

Oregon
(5/23/2016)

Pennsylvania
(5/20/2016)

Rhode Island
(5/20/2016)

South Carolina
(5/31/2016)

South Dakota
(5/27/2016)

Tennessee
(4/19/2023)

Texas
(6/8/2016)

Utah
(5/20/2016)

Virgin Islands
(5/27/2016)

Virginia
(5/19/2016)

Washington
(5/25/2016)

West Virginia
(6/3/2016)

Wisconsin
(5/23/2016)

Wyoming
(5/26/2016)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/14/2016

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MARKETAXESS CORPORATION

MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB

CRD#: 44542 / SEC#: , 8-50727

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 Hudson Yards 15th Floor, New York, NY 10001

Mailing Address

55 Hudson Yards 15th Floor, New York, NY 10001

Phone number

(212) 813-6000

Established

Delaware since 09/12/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARKETAXESS HOLDINGS INC.	SHAREHOLDER
CIANCIULLI, MICHAEL ROBERT	PRINCIPAL FINANCIAL OFFICER	6980135
CONCANNON, CHRISTOPHER R	CHIEF EXECUTIVE OFFICER	2169224
PINTOFF, SCOTT ERIC	GENERAL COUNSEL & CHIEF LEGAL OFFICER	6281715
STEINFELD, RON EDWARD	CHIEF COMPLIANCE OFFICER	5747522

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher P. Comey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Patrick Comey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

TJM INVESTMENTS, LLC

OPUS TRADING FUND LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2007

Series 63

Date: 8/14/1996

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1996

Series 53

Date: 12/14/2016

FINRA

Current Firm

MARKETAXESS CORPORATION

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MARKETAXESS CORPORATION

TRUST BUT VERIFY

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