David A. Foley

EMA SMA LLC

SHERBORN, MA 01770

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CRD#: 2666649

Professional summary

David Andrew Foley is a registered financial advisor currently at EMA SMA LLC located in Sherborn, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID ALSO SERVES AS A MANAGING PARTER FOR THE BITCOIN OPPORTUNITY FUND AND PROVIDES ADVISORY SERVICES TO THE EMA GARP FUND, LP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Foley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2021 - Present

EMA SMA LLC

Office #1: 59 North Main Street 1, Sherborn, MA 01770

RIA

CRD#: 311671

SHERBORN, MA

Past

August 31, 2001 - March 24, 2004

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/30/2001

General Securities Representative Examination

Current Firm

EMA SMA LLC

CRD#: 311671 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/24/2021 Approved)

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Contact information

Main Address

Sherborn, MA

Mailing Address

Phone number

(617) 259-0699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 18,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMA SMA LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2021

Series 7

Date: 8/30/2001

Current Firm

EMA SMA LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMA SMA LLC

TRUST BUT VERIFY

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