Elizabeth W. Tyndale

PZENA FINANCIAL SERVICES

New York, NY 10022

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CRD#: 2666648

Professional summary

Elizabeth Weiss Tyndale, who also goes by Elizabeth W. Tyndale, Elizabeth Bdand Weiss, Elizabeth Boland Weiss, is a registered financial professional currently at PZENA FINANCIAL SERVICES, LLC located in New York, New York.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2000. Elizabeth has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elizabeth W. Tyndale | Elizabeth Bdand Weiss | Elizabeth Boland Weiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Weiss Tyndale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2014 - Present

PZENA FINANCIAL SERVICES, LLC

Office #1: 320 Park Avenue 8th Floor, New York, NY 10022Office #2: 320 Park Avenue 8th Floor, New York, NY, 10022

CRD#: 169807

New York, NY

Past

February 11, 2011 - April 24, 2012

OLIVETREE FINANCIAL, LLC

CRD#: 154026

NEW YORK, NY

Past

March 25, 2002 - May 26, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

May 1, 2001 - March 22, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

September 14, 2000 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/19/2014)

Colorado
(8/15/2014)

New York
(7/25/2014)

Texas
(2/9/2017)

Exams

State Security Law Exam

Series 63

Date: 9/20/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/2011

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 2/14/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/15/2007

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

PZENA FINANCIAL SERVICES, LLC

CRD#: 169807 / SEC#: , 8-69390

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

320 Park Avenue 8th Floor, New York, NY, 10022

Mailing Address

320 Park Avenue 8th Floor, New York, NY, 10022

Phone number

(212) 355-1600

Established

Delaware since 10/15/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PZENA INVESTMENT MANAGEMENT LLC	SHAREHOLDER	106847
ARNOLD, VALERIE RENE	CO-HEAD OF NORTH AMERICAN DISTRIBUTION	3257541
COFFEY, STEVEN MARK	CHIEF COMPLIANCE OFFICER	7692630
DORAN, JESSICA RYAN	CFO/FINOP	6406095
LIPSEY, WILLIAM LOUIS	CEO	1553822
TYNDALE, ELIZABETH WEISS	CO-HEAD OF NORTH AMERICAN DISTRIBUTION	2666648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Elizabeth W. Tyndale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Weiss Tyndale's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLIVETREE FINANCIAL, LLC

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES INC.

JPMSI

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2000

Series 24

Date: 9/19/2011

Series 9

Date: 2/14/2008

Series 10

Date: 8/15/2007

FINRA

Current Firm

PZENA FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PZENA FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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