Kevin L. Warmack
Professional summary
Kevin Lavon Warmack, who also goes by Kevin Lavon Warmack, Kevin L Warmack, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2002. Kevin has worked at 7 firms and has passed the Series 63, SIE, Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Lavon Warmack's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL 60601February 24, 2010 - February 9, 2012
GARDNER RICH, L.L.C.
August 18, 2009 - February 1, 2010
BLAYLOCK VAN, LLC
June 19, 2008 - August 13, 2009
SBK-BROOKS INVESTMENT CORP.
March 5, 2008 - April 21, 2008
OPTIONSXPRESS, INC.
October 2, 2007 - December 12, 2007
MEMPHIS CAPITAL
January 24, 2002 - February 5, 2002
CMG INSTITUTIONAL TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/16/2017
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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