DC
Dennis T. Corbett
PUTNAM INVESTMENT MANAGEMENT
BOSTON, MA 02110
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CRD#: 2666021
DC
Professional summary
Dennis Tierney Corbett JR, who also goes by Dennis Corbett, is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Dennis has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis Corbett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Camden Catholic High School; Vice Chairman of the Board of Trustees; Cherry Hill, NJ; Not-For Profit; Beginning: 9/1/2016; Approx: 25 hours annually; no time during normal securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Tierney Corbett JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2008 - Present
PUTNAM INVESTMENT MANAGEMENT, LLC
Office #1: 100 Federal St, Boston, MA 02110RIA
CRD#: 106629
BOSTON, MA
Current
January 3, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078BD
CRD#: 109064
Short Hills, NJ
Past
June 7, 2006 - February 8, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
March 30, 1998 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
Cinnaminson Township, NJ
Past
November 9, 1995 - April 15, 1998
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2024)
RR
Alaska(1/3/2024)
RR
Arizona(1/3/2024)
RR
Arkansas(1/3/2024)
RR
California(1/3/2024)
RR
Colorado(1/3/2024)
RR
Connecticut(1/3/2024)
RR
Delaware(1/3/2024)
RR
District of Columbia(1/3/2024)
RR
Florida(1/3/2024)
RR
Georgia(1/3/2024)
RR
Hawaii(1/3/2024)
RR
Idaho(1/3/2024)
RR
Illinois(1/3/2024)
RR
Indiana(1/3/2024)
RR
Iowa(1/3/2024)
RR
Kansas(1/3/2024)
RR
Kentucky(1/3/2024)
RR
Louisiana(1/3/2024)
RR
Maine(1/3/2024)
RR
Maryland(1/3/2024)
IAR
Massachusetts(2/13/2008)
RR
Massachusetts(1/9/2024)
RR
Michigan(1/3/2024)
RR
Minnesota(1/3/2024)
RR
Mississippi(1/3/2024)
RR
Missouri(1/3/2024)
RR
Montana(1/3/2024)
RR
Nebraska(1/3/2024)
RR
Nevada(1/2/2025)
RR
New Hampshire(1/3/2024)
RR
New Jersey(1/3/2024)
RR
New Mexico(1/3/2024)
RR
New York(1/3/2024)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/3/2024)
RR
Ohio(1/3/2024)
RR
Oklahoma(1/3/2024)
RR
Oregon(1/3/2024)
RR
Pennsylvania(1/3/2024)
RR
Puerto Rico(1/3/2024)
RR
Rhode Island(1/3/2024)
RR
South Carolina(1/3/2024)
RR
South Dakota(1/3/2024)
RR
Tennessee(1/3/2024)
RR
Texas(1/3/2024)
RR
Utah(1/3/2024)
RR
Vermont(1/3/2024)
RR
Virgin Islands(1/3/2024)
RR
Virginia(1/3/2024)
RR
Washington(1/3/2024)
RR
West Virginia(1/3/2024)
RR
Wisconsin(1/3/2024)
RR
Wyoming(1/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 2/22/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Federal St, Boston, MA 02110
Mailing Address
Phone number
(617) 292-1000
Established
Firm type
Fiscal year end
# of Employees
197
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,208,444,537 |
Red Flags
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Company Information
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629Boston, MA 02110TRUST BUT VERIFY
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Contact information
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