David George Joyce
Professional Summary
David George Joyce was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1995 - 2024. David had worked at 1 firm and has passed the SIE, Series 99TO, Series 28 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CARNES CAPITAL CORPORATION | PERKINS, SMITH INCORPORATED | MOUNT VERNON SECURITIES, INC.
Contact Information
Main Address
8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512Mailing Address
8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512Phone Number
(239) 254-2500Established
Florida since 10/05/1984Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2011About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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