Michael D. Carlucci

JW NOVA WEALTH PARTNERS

NEWTOWN, PA 18940

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CRD#: 2665833

Professional summary

Michael David Carlucci is a registered financial advisor currently at JW NOVA WEALTH PARTNERS located in Newtown, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Carlucci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2026 - Present

JW NOVA WEALTH PARTNERS

Office #1: 201 South State St. Suite 1a, Newtown, PA 18940

RIA

CRD#: 333595

NEWTOWN, PA

Past

January 14, 2013 - December 31, 2025

PWA FINANCIAL

RIA

CRD#: 165369

NEWTOWN, PA

Past

September 19, 2006 - January 15, 2013

CORESTATES CAPITAL ADVISORS, LLC

RIA

CRD#: 137697

NEWTOWN, PA

Past

July 1, 2003 - September 18, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YARDLEY, PA

Past

November 22, 1995 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JW NOVA WEALTH PARTNERS

CMC WEALTH PARTNERS | PWA FINANCIAL | PW NOVA FINANCIAL SERVICES LLC | PW NOVA FINANCIAL SERVICES | JW NOVA WEALTH PARTNERS

CRD#: 333595 / SEC#: 801-131527

RIA

Registered Investment Advisory firm - (12/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/27/2026)

IAR

Texas
(3/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1995

General Securities Representative Examination

Current Firm

JW NOVA WEALTH PARTNERS

CMC WEALTH PARTNERS | PWA FINANCIAL | PW NOVA FINANCIAL SERVICES LLC | PW NOVA FINANCIAL SERVICES | JW NOVA WEALTH PARTNERS

CRD#: 333595 / SEC#: 801-131527

RIA

Registered Investment Advisory firm - (12/4/2024 Approved)

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Contact information

Main Address

201 South State St. Suite 1a, Newtown, PA 18940

Mailing Address

Phone number

(267) 753-7067

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - PW NOVA FINANCIAL SERVICES (4/1/2025)

FORM ADV PART 2A - PW NOVA FINANCIAL SERVICES (4/1/2025)

Regulatory assets under management

Total Number of Accounts	569
AUM (Assets Under Management)	$ 307,933,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Carlucci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael David Carlucci's CRS (Customer Relationship Summary).

Certified licenses

Experience

JW NOVA WEALTH PARTNERS

PWA FINANCIAL

CORESTATES CAPITAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

JW NOVA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1995

Series 63

Date: 11/30/1995

Series 7

Date: 11/21/1995

Current Firm

JW NOVA WEALTH PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JW NOVA WEALTH PARTNERS

TRUST BUT VERIFY

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