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MM

Michael Mansour

MOOMOO FINANCIAL
JERSEY CITY, NJ 07311
Some features on this profile are disabled
CRD#: 2665673
MM

Professional summary


Michael Mansour, who also goes by Michael Mansor, Mohamed Mansor, Michael Mansour, Mike Mansour, Mohamed Mansour, is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 99, Series 55, Series 27, Series 4, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Mansor | Mohamed Mansor | Michael Mansour | Mike Mansour | Mohamed Mansour

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Mansour's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 18, 2024 - Present

MOOMOO FINANCIAL INC.

Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
BD
CRD#: 283078
JERSEY CITY, NJ
Past

September 5, 2023 - April 11, 2024

MORGAN STANLEY

RIA
CRD#: 149777
Jersey City, NJ
Past

March 3, 2023 - April 11, 2024

MORGAN STANLEY

BD
CRD#: 149777
Jersey City, NJ
Past

July 15, 2015 - September 5, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
Jersey City, NJ
Past

October 30, 2014 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Jersey City, NJ
Past

March 30, 2012 - November 25, 2014

E*TRADE CLEARING LLC

BD
CRD#: 25025
JERSEY CITY, NJ
Past

December 14, 2001 - February 6, 2002

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

March 3, 2000 - February 28, 2001

NEBRASKA HUDSON COMPANY, INC.

BD
CRD#: 27501
OMAHA, NE
Past

October 10, 1997 - February 22, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

May 1, 1997 - June 9, 1997

FIRST LIBERTY INVESTMENT GROUP, INC.

BD
CRD#: 3536
PHILADELPHIA, PA
Past

February 27, 1997 - April 23, 1997

SHAMUS GROUP, INC.

BD
CRD#: 5036
Past

April 10, 1996 - March 20, 1997

AMERICORP SECURITIES, INC.

BD
CRD#: 30405
NEW YORK, NY
Past

November 21, 1995 - April 15, 1996

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(6/19/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/13/2015
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 3/29/2012
Operations Professional Examination
General Industry/Product Exam
RR
Series 55
Date: 8/28/2003
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/11/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


MF
MOOMOO FINANCIAL INC.
FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC

CRD#: 283078 / SEC#: , 8-69739

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Mailing Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Phone number
(650) 798-5700
Established
Delaware since 12/17/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FUTU US INCSHAREHOLDER
CHAN, WING KEIMANAGING DIRECTOR6616753
DU, SHUANGHEAD OF US OPERATIONS5005050
MCDONALD, NEIL ANTHONYCEO1764574
PALMER, NATHAN TYLERPRESIDENT5805173
PARSONS, DARREN JAMESCHIEF OPERATIONS OFFICER2382680
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
SHEN, QIUFANGHEAD OF FINANCE3158926
STIFELMAN, GLEN ROBERTCHIEF COMPLIANCE OFFICER1699013

Disclosures


Regulatory Event1
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MOOMOO FINANCIAL INC.

CRD#: 283078Jersey City, NJ 07311

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