Daniel D. Sands
DUNHAM
Reno, NV 89501
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CRD#: 2664939
Professional summary
Daniel David Sands, CFP® is a registered financial advisor currently at DUNHAM located in Reno, Nevada.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)THE FOLLOWING IS CONSIDERED AN INVESTMENT-RELATED ACTIVITY SINCE THE INDIVIDUAL IS ASSOCIATED WITH AN ENTITY THAT PROVIDES INVESTMENT ADVICE RELATED TO SECURITIES AND/OR REAL ESTATE. DIRECTOR OF TRUST INVESTMENTS (10/2022 TO PRESENT), SENIOR TRUST INVESTMENT OFFICER (11/2021 TO 10/2022), AND TRUST PORTFOLIO MANAGER (2019 TO 11/2021) FOR DUNHAM TRUST COMPANY ("DTC"). DTC OFFERS TRUSTEE, INVESTMENT MANAGEMENT AND CUSTODIAL SERVICES FOR PERSONAL TRUST ACCOUNTS, EMPLOYEE BENEFIT ACCOUNTS, CUSTODY AND THIRD PARTY AGENCY ACCOUNTS. MR. SANDS IS RESPONSIBLE FOR MONITORING CLIENT ACCOUNTS AS WELL AS SELECTING INVESTMENTS FOR THOSE ACCOUNTS THAT HE MANAGES ON A DISCRETIONARY BASIS. HE ALSO SERVES ON THE INVESTMENT COMMITTEE. HE SPENDS APPROXIMATELY 75% OF HIS TIME ACTING IN THESE CAPACITIES. DTC IS LOCATED AT 200 S VIRGINA ST #400, RENO, NEVADA, 89501. 2) MR. SANDS MANAGER/LANDLORD FOR A RENTAL PROPERTY FOR SANDS RE PROPERTIES, LLC. IN RENO, NV. HE WILL NOT RECEIVE COMPENSATION FOR HIS ROLE AS MANAGER/LANDLORD BUT WILL SHARE IN ANY PROFITS. HE WILL SPEND APPROXIMATELY TWO HOURS PER MONTH IN HIS ROLE DURING NON-WORK HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel David Sands's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel David Sands's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 20, 2019 - Present
DUNHAM
Office #1: 200 S Virginia Street, Suite 400, Reno, NV 89501RIA
BD
CRD#: 13162
Reno, NV
Current
September 19, 2019 - Present
DUNHAM
Office #1: 200 S Virginia Street, Suite 400, Reno, NV 89501RIA
BD
CRD#: 13162
Reno, NV
Past
June 19, 2017 - September 19, 2019
ARENITE ADVISORY
RIA
CRD#: 288242
Tustin, CA
Past
November 15, 2006 - September 11, 2019
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
Tustin, CA
Past
November 12, 2004 - January 3, 2018
SILVERSAGE ADVISORS
RIA
CRD#: 125820
IRVINE, CA
Past
September 20, 2000 - November 15, 2006
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DU
DUNHAM
DUNHAM | LAGUNA FINANCIAL SERVICES, INC. | DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. | DUNHAM & GREER, INC. INVESTMENT COUNSEL | DUNHAM & GREER INVESTMENT COUNSEL | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
CRD#: 13162 / SEC#: 801-25803, 8-28527
RIA
Registered Investment Advisory firm - SEC (11/29/1985 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/19/2019)
IAR
California(9/20/2019)
IAR
Nevada(10/2/2019)
RR
Nevada(10/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DU
DUNHAM
DUNHAM | LAGUNA FINANCIAL SERVICES, INC. | DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. | DUNHAM & GREER, INC. INVESTMENT COUNSEL | DUNHAM & GREER INVESTMENT COUNSEL | DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
CRD#: 13162 / SEC#: 801-25803, 8-28527
RIA
Registered Investment Advisory firm - SEC (11/29/1985 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6256 Greenwich Drive Suite 550, San Diego, CA 92122
Mailing Address
P.o. Box 910309, San Diego, CA 92191
Phone number
(858) 964-0500
Established
California since 05/26/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
39
SEC notice filing (10 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DUNHAM & ASSOCIATES HOLDINGS, INC. | SHAREHOLDER | |
| BOISCH, HELMUT | CHIEF OPERATIONS OFFICER | 5371920 |
| CAPIZZI, SALVATORE MICHAEL | CHIEF SALES AND MARKETING OFFICER | 1037757 |
| DUNHAM, JEFFREY ALAN | CHIEF EXECUTIVE OFFICER | 1149167 |
| DYKMANS, RYAN JOHN | PRESIDENT AND CHIEF INVESTMENT OFFICER | 4847419 |
| GARDYNE, JENNIFER KIM | CHIEF FINANCIAL OFFICER | 8188759 |
| PALERMO, VIKTORIA IRENA | CHIEF COMPLIANCE OFFICER | 4769903 |
Regulatory assets under management
| Total Number of Accounts | 12,032 |
| AUM (Assets Under Management) | $ 4,737,607,372 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/23/2024 | ||
| 07/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
