Dina Marie Dilorenzo
Professional Summary
Dina Marie Dilorenzo, who also goes by Dina Dilorenzo, is a registered financial advisor currently at GUGGENHEIM INVESTMENT ADVISORS, LLC located in New York, New York and GUGGENHEIM INVESTOR SERVICES, LLC located in Chicago, Illinois. Dina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Dina has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dina Dilorenzo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
ABS FINANCIAL ADVISORS INC | GUGGENHEIM WEALTH MANAGEMENT | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTMENT OFFICE | GUGGENHEIM INVESTMENT ADVISORY SOLUTIONS | GUGGENHEIM INVESTMENT ADVISORY | GUGGENHEIM INVESTMENT ADVISORS, LLC | GUGGENHEIM INVESTMENT ADVISORS, INC.
Contact Information
Main Address
330 Madison Avenue 10th Floor, New York, NY 10017Phone Number
(212) 739-0700# of Employees
9SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
58AUM (Assets Under Management)
$840,888,223Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABS FINANCIAL ADVISORS INC | GUGGENHEIM WEALTH MANAGEMENT | GUGGENHEIM PARTNERS | GUGGENHEIM INVESTMENT OFFICE | GUGGENHEIM INVESTMENT ADVISORY SOLUTIONS | GUGGENHEIM INVESTMENT ADVISORY | GUGGENHEIM INVESTMENT ADVISORS, LLC | GUGGENHEIM INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
(6/20/2017)
(7/24/2017)
(6/20/2017)
(6/20/2017)
(4/14/2005)
(6/20/2017)
(4/14/2005)
(2/6/2025)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(4/14/2005)
(2/2/2010)
(7/25/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(7/19/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(4/14/2005)
(1/10/2012)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(4/14/2005)
(2/17/2025)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(9/10/2012)
(2/23/2007)
(6/20/2017)
(10/22/2009)
(6/20/2017)
(6/20/2017)
(6/20/2017)
(4/14/2005)
(7/19/2017)
(6/20/2017)
(6/20/2017)
(7/20/2017)
(6/20/2017)
(7/21/2017)
(6/20/2017)
(3/9/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Mar 2019About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Dina Marie Dilorenzo's CRS (Customer Relationship Summary).
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