Denis Patrick Kelleher
Professional Summary
Denis Patrick Kelleher was a registered financial advisor. Denis was a previously registered financial professional and started their career in finance 1970 - 2012. Denis had worked at 8 firms and has passed the Series 63, SIE, F04 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
WSA FIXED INCOME, LLC | WSA RESEARCH & EXECUTION, LLC
Contact Information
Established
Delaware since 08/20/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WALL STREET ACCESS LLC | MEMBER | — |
| DROS, SEAN PATRICK | VP TRADING / CROP | 2610795 |
| GOETCHIUS, ARTHUR LEROY | PRESIDENT / BOARD OF DIRECTORS | 1374251 |
| KELLEHER, DENIS PATRICK | CHAIRMAN / BOARD OF DIRECTORS | 266445 |
| KELLEHER, SEAN MICHAEL | BOARD OF DIRECTORS | 1726997 |
| LAVIN, WILLIAM KANE JR | VP OPERATIONS / SROP | 2703117 |
| LORSON, PETER RUGG | CHIEF FINANCIAL OFFICER | 2266348 |
| O'CONNELL, JOHN PATRICK | ASSITANT CONTROLLER / FINOP | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
F04 — Financial Principal Examination
Passed Dec 1976Series 00 — General Securities Principal Examination
Passed Apr 1970Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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