Kimberly K. Reno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Kay Reno, who also goes by Kimberly Kay Milner, Kimberly K Reno, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1996. Kimberly had worked at 2 firms and has passed the Series 63 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2000 - January 11, 2017
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
April 21, 1999 - March 24, 2000
HORNOR, TOWNSEND & KENT, LLC
August 22, 1996 - January 1, 1999
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 2/16/1996
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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